While traditional firms have competitive advantages in the financial sector which somewhat mitigate the fintech risk, these advantages are quickly disappearing. This also emphasises that companies lack understanding in what the fintech disruption actually means for them. The existence of a fiduciary duty does not prevent the rise of potential conflicts of interest.The fintech challenge is posing a significant threat to the very traditional $79.2 trillion Wealth Management Industry, with investments in fintech doubling from US$51bn (2017) to US$111bn (2018).ĭespite this, traditional firms have been content to sit back issuing only half-hearted responses, such as building mobile apps to rival fintech platforms. There are no guarantees that working with an adviser will yield positive returns. Working with an adviser may come with potential downsides such as payment of fees This is not an offer to buy or sell any security or interest. We do not manage client funds or hold custody of assets, we help users connect with relevant financial Not review the ongoing performance of any RIA/IAR, participate in the management of any user’sĪccount by an RIA/IAR or provide advice regarding specific investments Platform based on information gathered from users through our online questionnaire. Investment adviser representatives (“RIA/IARs”) that have elected to participate in our matching Services are limited to referring users to third party registered investment advisers and/or Securities and Exchange Commission as an investment adviser. SmartAsset Advisors, LLC ("SmartAsset"), a wholly owned subsidiary of Financial Insight Technology, Which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, Geography, and willingness to work with a remote advisor).Ĭertified Financial Planner Board of Standards, Inc. The matching tool does not includeĪll available advisors and firms and matches based on specific criteria (investable assets, Match you with the advisor or firm mentioned in this profile. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not SmartAsset did not receive compensation for including any of the firms or advisors SmartAsset is not a client of the aforementionedįirms or advisors. Which SmartAsset is compensated for lead referrals. This profile may include a firm or advisor that has a business relationship with SmartAsset, in No special treatment or consideration in SmartAsset’s profiles.
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Fee types billed by Arq Wealth Advisors, LLC most likely are comprised of any blend of asset-based and fixed fees. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services.įees charged by financial advisors usually vary depending on which service is provided. Of its 1,086 client accounts, 41% belong to high-net-worth investors who have more than $1 million in investable assets. The firm serves two charitable organizations. It handles $412 million in assets under management between its 1,086 accounts, placing it among the bigger firms in the country by assets under management.
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Siegel maintains Series 63 and Series 66 licenses, designating them as a securities agent, and is registered to operate in Arizona.Īrq Wealth Advisors, LLC is a company based in Scottsdale, Arizona. They have worked at Arq Wealth Advisors, Llc for their whole career.
Siegel is an employee of Arq Wealth Advisors, LLC. Richard Siegel is a certified financial planner operating out of Scottsdale, Arizona, who has been in the industry for 14 years.
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